Our insights
Stay updated with the latest developments and insights from our team. From industry trends to regulatory changes, we keep you informed and share our perspective.
First FCA enforcement action and fine against a Recognised Investment Exchange
FCA Financial Promotions Data 2024: Key Insights
Introduction of criminal background checks on owners and controllers at the Authorisation’s Gateway'
FCA issues its first fine for MiFIR transaction reporting
FCA sets wholesale brokers a challenge to improve further in 2025
FCA signals intention to maintain pressure on CFD broking firms (again…)
FCA consults on new regulated trading platform: PISCES
‘Handbooking’ MiFID: FCA outlines its approach
Shaping Sustainable Finance: UK Green Taxonomy and Stewardship Code Consultations Launched
Firms advised to ensure Companies House data is correct
FCA Update on Cryptoasset Registrations under the MLRs
FCA fines Starling Bank nearly £29 million for financial crime failings
FCA Report of Enhanced Appointed Representatives Regime: Key Insights
Update on the Overseas Fund Regime: s21 Financial Promotions Gateway
FCA issue final rules on investment research payment optionality
Proposals to introduce criminal background checks on owners and controllers of FCA authorised firms
Changes to the FATF and UK list of high risk third countries
What can we learn about the FCA’s approach to vulnerable customers from HSBC’s £6.2 million fine?
FCA outlines its approach to rules for the securitisation market in the UK
